Commodity futures pool operator
Commodity pools are essentially the mutual funds of the futures industry. trading activity within the fund is referred to as the Commodity Pool Operator ( CPO). It is also registered as a Commodity Trading Advisor (CTA) and as a Commodity Pool Operator (CPO) with the Commodity Futures Trading Commission (CFTC) 14 Jul 2011 SUMMARY: The Commodity Futures Trading Commission is adopting commodity pool operator registered under [the CEA to] maintain books 26 Feb 2019 Upcoming Compliance Deadlines for Commodity Pool Operators (“CPOs”) for CPOs whose use of commodities and futures is de minimis;. 17 Jun 2015 The commodity pool is managed and operated by a designated commodity pool operator (CPO), who is licensed by the National Futures
determine if it needs to register as a commodity pool operator (“CPO”) or a commodity trading advisor (“CTA”) with the U.S. Commodity Futures Trading
12 Oct 2018 Futures Trading Commission (CFTC) unanimously approved proposed rules streamlining regulations for commodity pool operators (CPOs) commodity pool operator - An individual or business enterprise engaged in the solicitation and/or management of a pool of funds that are used to trade futures Futures Trading Commission introduced updated requirements for greater reporting of data as well as appointing and registering a Commodity Pool Operator Commodity pools are essentially the mutual funds of the futures industry. trading activity within the fund is referred to as the Commodity Pool Operator ( CPO). It is also registered as a Commodity Trading Advisor (CTA) and as a Commodity Pool Operator (CPO) with the Commodity Futures Trading Commission (CFTC) 14 Jul 2011 SUMMARY: The Commodity Futures Trading Commission is adopting commodity pool operator registered under [the CEA to] maintain books
2 Jul 2019 A commodity pool operator is a salesman for a fund that invests in commodities futures. A CPO may work for a hedge fund or investment fund that
Introduction On December 1, 2015, the National Futures Association (the NFA) operator (CPO) or commodity trading advisor (CTA) to annually affirm their 12 Sep 2014 For many entities that are “commodity pools” within the meaning of to commodity pools and commodity pool operators (CPOs) under CFTC [i] Under the CEA, “commodity interests” include swaps, security futures products, 31 Mar 2015 as a commodity pool operator (“CPO”) or commodity trading advisor (“CTA”) under Section. 4m(1) of the Commodity Exchange Act (“Act”)1. 8 Jan 2014 for swaps subject to a clearing determination by the Commodity Futures Trading In turn, the CEA defines a “commodity pool” as “any investment trust, See, e.g., Revisions of Commodity Pool Operator and Commodity 14 Jun 2012 In February 2012, the US Commodity Futures Trading Commission to be ' commodity trading advisors' (CTAs) or 'commodity pool operators'
A commodity pool is an enterprise in which funds contributed by a number of persons are combined for the purpose of trading futures contracts or options on
A commodity pool operator (CPO) is an individual or organization that operates a commodity pool and solicits funds for that commodity pool. A commodity pool is an enterprise in which funds contributed by a number of persons are combined for the purpose of trading futures or options on futures, retail off-exchange forex contracts, or swaps, or Commodity Pool Operator - CPO: Persons or limited partnerships responsible for investing a commodity pool's assets in commodity-futures and options positions. Commodity pool operators solicit A commodity pool operator (CPO) is an individual or organization that operates a commodity pool and solicits funds for that commodity pool. A commodity pool is an enterprise in which funds contributed by a number of persons are combined for the purpose of trading futures contracts or options on futures, retail off-exchange forex contracts, or swaps, or to invest in another commodity pool. A Commodity pool operator (CPO) is an individual or organization that solicits or receives funds to use in the operation of a commodity pool, syndicate, investment trust, or other similar fund, specifically for trading in commodity interests. Such interests include commodity futures, swaps, options and/or leverage transactions.
It is also registered as a Commodity Trading Advisor (CTA) and as a Commodity Pool Operator (CPO) with the Commodity Futures Trading Commission (CFTC)
A commodity pool operator (CPO) is an individual or organization that operates a commodity pool and solicits funds for that commodity pool. A commodity pool is an enterprise in which funds contributed by a number of persons are combined for the purpose of trading futures contracts or options on futures, retail off-exchange forex contracts, or swaps, or to invest in another commodity pool. A Commodity pool operator (CPO) is an individual or organization that solicits or receives funds to use in the operation of a commodity pool, syndicate, investment trust, or other similar fund, specifically for trading in commodity interests. Such interests include commodity futures, swaps, options and/or leverage transactions. A Commodity Pool Operator is an individual or a firm that solicits and receives funds from clients for investment in commodity futures, options on futures and any vehicles that trade on commodity futures exchanges in aggregate. A CPO aggregates client funds in a pool and then invests these funds in one central account, thus pooling that capital. A commodity pool operator (CPO) may request relief for its pools pursuant to certain CFTC regulations. Below are regulations that may offer such relief: CFTC Regulation 4.5: Exclusion for certain otherwise regulated persons from the definition of the term commodity pool operator Commodity Pool: A private investment structure that combines investor contributions to be used in the futures and commodities trading markets. The commodity pool, or fund, is used as a single
Exemptions From Commodity Pool Operator Registration. The manager of a private investment fund that trades futures, over-the-counter foreign currencies (“forex”), swaps, or any related derivatives, will generally be required to register as a commodity pool operator (“CPO”) with the Commodity Futures Trading Commission. The firm is registered with the Securities and Exchange Commission as an investment adviser and with the Commodity Futures Trading Commission as a commodity pool operator. Parplus Partners LLC is an alternative investment management firm based in New York City. The founders of Parplus originated from a successful Chicago-based proprietary Commodity Pool Operator Definition •As amended by Dodd-Frank, the CEA now defines the term “commodity pool operator” to include any person: •(i) engaged in a business that is of the nature of a commodity pool, investment trust, syndicate, or similar form of enterprise, and who, in connection therewith, (a) Subject to compliance with the provisions of this section, the following persons, and any principal or employee thereof, shall be excluded from the definition of the term “commodity pool operator” with respect to the operation of a qualifying entity specified in paragraph (b) of this section: (1) An investment adviser registered under the Investment Advisers Act of 1940, as amended; (f) The filing of a notice of exemption from registration under this section will not affect the ability of a person to qualify for exclusion from the definition of the term “commodity pool operator” under § 4.5 in connection with its operation of another trading vehicle that is not covered under this § 4.13. COMMODITY POOL OPERATORS AND THEIR PERSONNEL I. Background Matters “Commodity Pool” Definition. The term “commodity pool” refers to any investment trust, syndicate, or similar form of enterprise operated for the purpose of trading commodity interests, including: any future, security futures product, or swap; Commodity pool operators that can present investors with a sound investment proposition have an opportunity to attract significant assets and develop lucrative professional money management businesses. We assist new and seasoned commodity pool operators as they develop and grow asset management organizations focused on futures and commodity